以太坊:SEC就以太坊记录诉讼与Coinbase和解
CoinDesk
07-23 23:49
Ai Focus
SEC同意支付15万美元并补交文件,结束与Coinbase相关的以太坊记录诉讼。
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美国证券交易委员会(SEC)已同意支付 15 万美元,并补交剩余文件,以结束一场围绕以太坊调查记录的联邦信息公开诉讼。根据 7 月 22 日提交的联合状态报告,待文件交付完成后,这起案件将正式撤诉。

诉讼聚焦以太坊调查记录

这起诉讼由 History Associates 于 2024 年 6 月提起。该机构当时代表 Coinbase,要求 SEC 提供与以太坊转向权益证明机制,以及早期加密执法行动有关的记录。诉讼依据是《信息自由法案》(FOIA)。

Coinbase 一方此前提交了三项公开记录申请,内容涉及 SEC 对 Zachary Coburn、Enigma MPC 的调查,以及以太坊从工作量证明转向权益证明的内部讨论和相关文件。

法院要求优先交付相关文件

法院随后要求 SEC 优先处理与时任主席 Gary Gensler 有关的记录,范围包括他发送、接收或审阅的、涉及以太坊共识机制变化的通信与文件。案件推进过程中,SEC 已交出数千份文件。

  • 和解金额为 15 万美元
  • SEC 还需补交剩余响应文件
  • 文件交付完成后案件将被撤销

短信和手机数据删除引发关注

案件在 2025 年 9 月一度停滞。原因是 SEC 监察长报告称,该机构误删了 Gary Gensler 在 2022 年 10 月至 2023 年 9 月期间的短信记录。

后续法庭文件又显示,SEC 共清除了 21 部高级官员手机中的数据,其中 5 部属于 Coinbase 这起案件所涉及的相关人员。SEC 在 2025 年 7 月已将这些被删除手机的情况通报美国国家档案馆。

Coinbase 首席执行官 Brian Armstrong 在社交平台 X 上表示,这起案件揭出了监管部门在加密执法高峰期删除或掩盖记录的问题。他还将此事与美国联邦存款保险公司在 2023 年银行业危机期间的证据争议相提并论。

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